NAIFA & FSI

National Association of Insurance and Financial Advisors (NAIFA North East)

We are proud members of the National Association of Insurance and Financial Advisors (NAIFA North East). Through our involvement, we help advocate for a positive legislative and regulatory environment, enhance our business and professional skills, and promote the ethical conduct of advisors and representatives within the financial industry. Our team uses the ongoing education and tools provided by NAIFA to give our clients an engaging and positive experience and help them achieve their financial goals.
 

Financial Services Institute (FSI)

We are also members of the Financial Services Institute (FSI), the premier advocacy organization for independent financial services firms and independent financial advisors. The organization's vision is that all individuals, regardless of their level of wealth, have access to competent and affordable financial advice, products, and services delivered through an independent financial advisor affiliated with an independent financial services firm. The strategy of FSI supports their vision through robust involvement in FINRA governance, vigorous engagement in the electoral and regulatory process, and effective influence on the legislative process.